For more information on what it takes to be a Compliance Specialist, check out our complete Compliance Specialist Job Description. Reviewed and researched daily AML (Anti-money laundering) reports. Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Maintain device and equipment quality requirements. Quality Assurance Compliance Specialist Resume Examples & Samples. Provide support on a variety of complex regulations while monitoring policies, procedures. Maintained text based rule summaries with updated information as it became available. Skills : Microsoft Office Suite, FINRA Web CRD, Lexis Nexis/Bridger Insight, Nexus/Nexcom, Basecamp Project Management Software, SuranceBay Insurance Appointments Processing/Tracking Software, National Financial Services, E-File Cabinet, NIPR. Headline : Obtain a customer service position in a company where I can maximize my people oriented experience, communication skills and my problem analysis and problem solving abilities. Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … Conducted annual branch office compliance inspections of registered representatives and Investment Advisers to ensure compliance with company policies and regulatory requirements. Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Composed letters to consumers explaining the complaint investigation findings. A Compliance Specialist is a person who ensure companies comply with certain laws and regulations. Resourceful, Flexible, Precise. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Assisted Senior Compliance Officer in monitoring and reviewing regulatory and legislative changes, preparing company's response to regulatory changes and following up with appropriate areas to ensure required changes are implemented. By using one of Resume.io’s field-tested resumes, and … Skills : Artificial Insemination,Reading dairy pedigrees, Working. Worked with Graphic Design Services in Aberdeen in the creation of all our marketing flyers from conceptualization to distribution. ISO certification audit experience. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself. Designed, implemented and conducted Compliance processes for a start-up of a pick pack warehouse containing over 1200 SKU's. Skills For Mortgage Compliance Specialist Resume Respond to state and federal agency inquiries and complaints promptly Supports internal customers to ensure compliance with state or federal lending … Communicated business groups potential risks for non-compliance. If you have worked before as a healthcare compliance specialist or are presently working in that role and are making a resume for a new position, you can create the professional experience section of your resume … Compliance Officer resume 4 On this page you will find a number of professionally designed templates that can be used to create an interview winning CV or resume. Being a Compliance Specialist … Communicated with vendors/procurement to purchase equipment for the department at the FDA's request, such as scales/balances for product measurement and securable storage cages for product waste. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Implemented and analyzed quarterly and year end attestations. Assists with development implementation of training programs, newsletters or company-wide memos to ensure all employees are aware of changes in regulations such as document submission procedures, forms or substantive changes in the law. 3yrs data entry clerk experience. Monitored projects and regulatory agencies reporting requirements. Submitted marketing materials via HPMS for CMS approval. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other … Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. Detected and Monitored vendor compliance, violation charges, responding to and implementing corrective action plans immediately. You may find that experience in other jobs will help … Accepting residents rental payments and giving legal receipts. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … Design new processes, statistical analysis, quality concepts and system standards. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Maintained CPE rules and regulations listing and coded any changes in the rules to the system in XML. Demonstrated ability to build effective, productive relationships with individuals and teams to ensure that company policies and regulatory rules and regulations are maintained. Skills : Inventory Control, Compliance, Training & Development. Relevant Certification is also strongly desired. To be a Compliance Specialist I typically requires 0-2 years of related experience. Reviewed and updated outside business activities and outside brokerage accounts. Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. Maintained compliance mailbox and responded to emails from internal and external customers. Headline : A highly accomplished compliance and legal professional in the financial services industry. Stayed abreast of industry and compliance trends; recommended and implemented changes to internal company processes as needed. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. Skills : Certified Compliance And Ethics Professional, American Bankers Association Regulatory Compliance School - 2015 Graduate, Risk Management Association - Associate Member. Managed and maintained content in Learning Resource Center, Oracle Learning Management and MyPortal for increased awareness and utilization of SoHO offerings. Some even allow job seekers to upload or post a resume … Ensured contributions and expenditures were within State and Federal limits. Representative Quality Compliance Specialist resume experience can include: Strong business and consultancy skills with knowledge and experience in HR Flexible, ability to work effectively in a fast … Identifies prospects by reading telephone and zip code directories and other prepared listings. Skills : Phone Etiquette, Customer Service Skills, Quick Learner, Cash Handling, Type 45 Wpm, Excel. Collected and analyzed Marketing Services Agreement materials and provided information for State audits. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. This is one of the hundreds of Corporate Compliance Specialist resumes … Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Work is closely managed. Here is a free Compliance Specialist Resume resume sample. Presented findings to Vice Presidents of Production, Logistics, Finance and Legal Counsel. Skilled at organizing complex projects, defining priorities and delegating tasks. Provided support to MCS personnel in order to continuously improve procedures and help others make the best decisions while complying with the Medicare Managed Care Manual, the Medicare Prescription Drug Benefit Manual, ASES, OIG, Office of Commissiones of Insurance and Affortable Care Act regulations. Answered compliance/RESPA related questions via the phone and email from loan officers, branch managers, and internal personnel. Skills : MicroSoft Office, QuickBooks Pro. Tracked support staff via Traincaster to ensure required courses attended. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Strengths in leadership with the ability to work independently and in a team environment. Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. Assigned and graded weekly tests to support ensuring 80% accuracy was maintained. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. A winning Compliance Officer’s resume should highlight strong ethics and a willingness to encourage and promote corporate integrity. 846 Loving Acres Road. Conducts research, track compliance training and review all marketing materials utilizing basic regulatory framework and general regulatory and internal controls. Skills : Green Belt Six Sigma, A+ Certification, Network+ Certification. Also brings energy, enthusiasm and creative solutions to complex problems. Performed Customer Service Representative duties as needed including order print/process procedures. Performed audits in Salesforce and other platforms to ensure policy and procedure guidelines were met. Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. Exposures in both arenas include working in cooperative teams to achieve common goals while balancing the demands of individual tasks. A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. Assisted with internal and regulatory audit inquiries and preparation. Assisted the audit department with obtaining file information for state and internal branch audits. Instituted a first sale duty savings program resulting in annual import cost savings of $800,000. Interacted with Sales in regards to customer satisfaction and procedure accuracy. 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